Enable testing in FIPS140 JVM

client/rest/build.gradle

@@ -59,6 +59,10 @@ forbiddenApisMain {
                     PrecommitTasks.getResource('/forbidden/http-signatures.txt')]
 }
 
+forbiddenPatterns {
+  exclude '**/*.der'
+}
+
 forbiddenApisTest {
   //we are using jdk-internal instead of jdk-non-portable to allow for com.sun.net.httpserver.* usage
   bundledSignatures -= 'jdk-non-portable'

client/rest/src/test/java/org/elasticsearch/client/RestClientBuilderIntegTests.java

@@ -35,7 +35,13 @@
 import java.io.InputStream;
 import java.net.InetAddress;
 import java.net.InetSocketAddress;
+import java.nio.file.Files;
+import java.nio.file.Paths;
+import java.security.KeyFactory;
 import java.security.KeyStore;
+import java.security.cert.Certificate;
+import java.security.cert.CertificateFactory;
+import java.security.spec.PKCS8EncodedKeySpec;
 
 import static org.hamcrest.Matchers.containsString;
 import static org.junit.Assert.assertEquals;
@@ -103,12 +109,20 @@ private RestClient buildRestClient() {
 
     private static SSLContext getSslContext() throws Exception {
         SSLContext sslContext = SSLContext.getInstance("TLS");
-        try (InputStream in = RestClientBuilderIntegTests.class.getResourceAsStream("/testks.jks")) {
-            KeyStore keyStore = KeyStore.getInstance("JKS");
-            keyStore.load(in, "password".toCharArray());
-            KeyManagerFactory kmf = KeyManagerFactory.getInstance("SunX509");
+        try (InputStream certFile = RestClientBuilderIntegTests.class.getResourceAsStream("/test.crt")) {
+            // Build a keystore of default type programmatically since we can't use JKS keystores to
+            // init a KeyManagerFactory in FIPS 140 JVMs.
+            KeyStore keyStore = KeyStore.getInstance(KeyStore.getDefaultType());
+            keyStore.load(null, "password".toCharArray());
+            CertificateFactory certFactory = CertificateFactory.getInstance("X.509");
+            PKCS8EncodedKeySpec privateKeySpec = new PKCS8EncodedKeySpec(Files.readAllBytes(Paths.get(RestClientBuilderIntegTests.class
+                .getResource("/test.der").toURI())));
+            KeyFactory keyFactory = KeyFactory.getInstance("RSA");
+            keyStore.setKeyEntry("mykey", keyFactory.generatePrivate(privateKeySpec), "password".toCharArray(),
+                new Certificate[]{certFactory.generateCertificate(certFile)});
+            KeyManagerFactory kmf = KeyManagerFactory.getInstance(KeyManagerFactory.getDefaultAlgorithm());
             kmf.init(keyStore, "password".toCharArray());
-            TrustManagerFactory tmf = TrustManagerFactory.getInstance("SunX509");
+            TrustManagerFactory tmf = TrustManagerFactory.getInstance(TrustManagerFactory.getDefaultAlgorithm());
             tmf.init(keyStore);
             sslContext.init(kmf.getKeyManagers(), tmf.getTrustManagers(), null);
         }

client/rest/src/test/resources/test.crt

@@ -0,0 +1,24 @@
+-----BEGIN CERTIFICATE-----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+-----END CERTIFICATE-----

distribution/tools/plugin-cli/src/test/java/org/elasticsearch/plugins/InstallPluginCommandTests.java

@@ -61,6 +61,7 @@
 import org.elasticsearch.test.PosixPermissionsResetter;
 import org.junit.After;
 import org.junit.Before;
+import org.junit.BeforeClass;
 
 import java.io.BufferedReader;
 import java.io.ByteArrayInputStream;
@@ -139,6 +140,11 @@ public InstallPluginCommandTests(FileSystem fs, Function<String, Path> temp) {
         System.setProperty("java.io.tmpdir", temp.apply("tmpdir").toString());
     }
 
+    @BeforeClass
+    public static void testIfFipsMode() {
+        assumeFalse("Can't run in a FIPS JVM because this depends on BouncyCastle (non-fips)", inFipsJvm());
+    }
+
     @Override
     @Before
     public void setUp() throws Exception {

modules/ingest-common/src/test/java/org/elasticsearch/ingest/common/DateProcessorTests.java

@@ -114,6 +114,8 @@ public void testInvalidJodaPattern() {
     }
 
     public void testJodaPatternLocale() {
+        //TODO investigate if this is a bug in Joda
+        assumeFalse("Can't run in a FIPS JVM, Joda parse date error", inFipsJvm());
             DateProcessor dateProcessor = new DateProcessor(randomAlphaOfLength(10),
             templatize(ZoneId.of("Europe/Amsterdam")), templatize(Locale.ITALIAN),
                 "date_as_string", Collections.singletonList("yyyy dd MMM"), "date_as_date");

plugins/discovery-azure-classic/src/test/java/org/elasticsearch/discovery/azure/classic/AzureDiscoveryClusterFormationTests.java

@@ -40,6 +40,8 @@
 import org.elasticsearch.transport.TcpTransport;
 import org.junit.AfterClass;
 import org.junit.BeforeClass;
+import org.junit.ClassRule;
+import org.junit.rules.ExternalResource;
 
 import javax.net.ssl.KeyManagerFactory;
 import javax.net.ssl.SSLContext;
@@ -87,6 +89,14 @@ protected Collection<Class<? extends Plugin>> nodePlugins() {
 
     private static Path keyStoreFile;
 
+    @ClassRule
+    public static final ExternalResource MUTE_IN_FIPS_JVM = new ExternalResource() {
+        @Override
+        protected void before() {
+            assumeFalse("Can't run in a FIPS JVM because none of the supported Keystore types can be used", inFipsJvm());
+        }
+    };
+
     @BeforeClass
     public static void setupKeyStore() throws IOException {
         Path tempDir = createTempDir();

server/src/test/java/org/elasticsearch/common/settings/KeyStoreWrapperTests.java

@@ -290,6 +290,7 @@ public void testIllegalSettingName() throws Exception {
     }
 
     public void testBackcompatV1() throws Exception {
+        assumeFalse("Can't run in a FIPS JVM as PBE is not available", inFipsJvm());
         Path configDir = env.configFile();
         SimpleFSDirectory directory = new SimpleFSDirectory(configDir);
         try (IndexOutput output = directory.createOutput("elasticsearch.keystore", IOContext.DEFAULT)) {
@@ -320,6 +321,7 @@ public void testBackcompatV1() throws Exception {
     }
 
     public void testBackcompatV2() throws Exception {
+        assumeFalse("Can't run in a FIPS JVM as PBE is not available", inFipsJvm());
         Path configDir = env.configFile();
         SimpleFSDirectory directory = new SimpleFSDirectory(configDir);
         byte[] fileBytes = new byte[20];

test/framework/src/main/java/org/elasticsearch/test/ESTestCase.java

@@ -125,13 +125,15 @@
 import java.nio.file.Files;
 import java.nio.file.Path;
 import java.time.ZoneId;
+import java.security.Security;
 import java.util.ArrayList;
 import java.util.Arrays;
 import java.util.Collection;
 import java.util.Collections;
 import java.util.HashSet;
 import java.util.LinkedHashMap;
 import java.util.List;
+import java.util.Locale;
 import java.util.Map;
 import java.util.Objects;
 import java.util.Random;
@@ -1363,4 +1365,8 @@ public TestAnalysis(IndexAnalyzers indexAnalyzers,
         }
     }
 
+    public static boolean inFipsJvm() {
+        return Security.getProviders()[0].getName().toLowerCase(Locale.ROOT).contains("fips");
+    }
+
 }

x-pack/plugin/core/src/main/java/org/elasticsearch/xpack/core/ssl/CertParsingUtils.java

@@ -158,7 +158,7 @@ public static X509ExtendedKeyManager keyManager(Certificate[] certificateChain,
 
     private static KeyStore getKeyStore(Certificate[] certificateChain, PrivateKey privateKey, char[] password)
             throws KeyStoreException, IOException, NoSuchAlgorithmException, CertificateException {
-        KeyStore keyStore = KeyStore.getInstance("jks");
+        KeyStore keyStore = KeyStore.getInstance(KeyStore.getDefaultType());
         keyStore.load(null, null);
         // password must be non-null for keystore...
         keyStore.setKeyEntry("key", privateKey, password, certificateChain);
@@ -242,7 +242,7 @@ public static X509ExtendedTrustManager trustManager(Certificate[] certificates)
     static KeyStore trustStore(Certificate[] certificates)
             throws KeyStoreException, IOException, NoSuchAlgorithmException, CertificateException {
         assert certificates != null : "Cannot create trust store with null certificates";
-        KeyStore store = KeyStore.getInstance("jks");
+        KeyStore store = KeyStore.getInstance(KeyStore.getDefaultType());
         store.load(null, null);
         int counter = 0;
         for (Certificate certificate : certificates) {

x-pack/plugin/core/src/test/java/org/elasticsearch/license/LicenseServiceClusterTests.java

@@ -153,6 +153,7 @@ public void testClusterRestartWhileExpired() throws Exception {
     }
 
     public void testClusterRestartWithOldSignature() throws Exception {
+        assumeFalse("Can't run in a FIPS JVM. We can't generate old licenses since PBEWithSHA1AndDESede is not available", inFipsJvm());
         wipeAllLicenses();
         internalCluster().startNode();
         ensureGreen();

x-pack/plugin/core/src/test/java/org/elasticsearch/license/SelfGeneratedLicenseTests.java

@@ -76,6 +76,7 @@ public void testFrom1x() throws Exception {
     }
 
     public void testTrialLicenseVerifyWithOlderVersion() throws Exception {
+        assumeFalse("Can't run in a FIPS JVM. We can't generate old licenses since PBEWithSHA1AndDESede is not available", inFipsJvm());
         long issueDate = System.currentTimeMillis();
         License.Builder specBuilder = License.builder()
                 .issuedTo("customer")

x-pack/plugin/core/src/test/java/org/elasticsearch/xpack/core/ssl/CertGenUtilsTests.java

@@ -12,6 +12,7 @@
 import org.elasticsearch.common.network.InetAddresses;
 import org.elasticsearch.common.network.NetworkAddress;
 import org.elasticsearch.test.ESTestCase;
+import org.junit.BeforeClass;
 
 import java.math.BigInteger;
 import java.net.InetAddress;
@@ -32,6 +33,11 @@
  */
 public class CertGenUtilsTests extends ESTestCase {
 
+    @BeforeClass
+    public static void muteInFips(){
+        assumeFalse("Can't run in a FIPS JVM", inFipsJvm());
+    }
+
     public void testSerialNotRepeated() {
         int iterations = scaledRandomIntBetween(10, 100);
         List<BigInteger> list = new ArrayList<>(iterations);

x-pack/plugin/core/src/test/java/org/elasticsearch/xpack/core/ssl/PemUtilsTests.java

@@ -53,6 +53,7 @@ public void testReadPKCS8EcKey() throws Exception {
     }
 
     public void testReadEncryptedPKCS8Key() throws Exception {
+        assumeFalse("Can't run in a FIPS JVM, PBE KeySpec is not available", inFipsJvm());
         Key key = getKeyFromKeystore("RSA");
         assertThat(key, notNullValue());
         assertThat(key, instanceOf(PrivateKey.class));